RIA Compliance Services
Global stocks mixed as markets continue to focus on the worrying rise in coronavirus infections in Europe and the lack of a new fiscal stimulus deal from Washington. Which rose 1.9% from last. Find the Parabola with Focus (9,0) and Directrix y=-4 (9,0) y=-4 Since the directrix is vertical, use the equation of a parabola that opens up or down. Find the vertex. FOCUS Bikes is the leading premium brand of high end mountain bikes and road bikes with excellent quality - German Engineered for amateur athletes and professionals! PARALANE² 9.9 FOCUS Bikes JavaScript seems to be disabled in your browser. To date, Focus 1's accessibility, expertise and proactive guidance have played a key role in further developing the Firm's compliance program. Perhaps most importantly, they have become a trusted compliance partner, helping us navigate the ever-changing regulatory environment.'. Focus 9 Enterprises. 2728 Enterprise Rd Ste 200; Orange City, FL 32763; Telephone: (386) 259-9900; Fax: (888) 812-4576; Email: info@focus9enterprises.com; Get Driving Directions: Your Street Address; Your Postal Code; Get Directions; Send a Message: Your Email Address; Your.
From complete mock examinations to creating individual service plans, we have you covered.
ANNUAL COMPLIANCE REVIEW
Compliance program development and oversight, forensic testing, educational resources, on-site visit(s), and unlimited consulting.
MOCK SEC EXAMINATION
Review of compliance books and records, interviews with key personnel, on-site examination, overview of findings, and six months unlimited compliance consulting.
Focus 1 9 90
NEW RIA SETUP
Filing of ADV Part 1, review of new adviser exam request letter, and development of ADV Part 2, Code of Ethics and Policies and Procedures.
A LA CARTE
Third-Party Compliance Reviews, Forensic Testing, RIA Compliance Training, Policy & Procedure Development, SEC Compliance Consulting, and more.
SEC Compliance Consultants
Welch Hornsby, Inc.
'Welch Hornsby, Inc. initially partnered with Focus 1 for a mock SEC examination. Klipped 1 8 download free. The engagement proved invaluable in strengthening the Firm's compliance program. This initial experience led Welch Hornsby to continue its partnership with Toby and the Focus 1 compliance team. To date, Focus 1's accessibility, expertise and proactive guidance have played a key role in further developing the Firm's compliance program.
Welch Hornsby, Inc.
'Welch Hornsby, Inc. initially partnered with Focus 1 for a mock SEC examination. Klipped 1 8 download free. The engagement proved invaluable in strengthening the Firm's compliance program. This initial experience led Welch Hornsby to continue its partnership with Toby and the Focus 1 compliance team. To date, Focus 1's accessibility, expertise and proactive guidance have played a key role in further developing the Firm's compliance program.
Perhaps most importantly, they have become a trusted compliance partner, helping us navigate the ever-changing regulatory environment.'
Ginger B. Glenn, IACCP®
Chief Compliance Officer
Next Event
NSCP National Conference 2020
October 19-21, 2020
Baltimore, MD
More Compliance Events ›RIA COMPLIANCE NEWS
Focus Perspective: Paycheck Protection Program (PPP) – Disclosure Considerations
A Moment of Focus – SEC Requests During COVID-19 Outbreak
As we are going through these unprecedented times, we feel it is important to not only continue providing perspective on existing and proposed regulations, but to also stay abreast of other regulatory developments, trends and best practices as they are … Read More ›
OUR SUB-SUBSIDIARIES
FOCUS 1 COMPANY LIMITED, operations follow the object of incorporation and are therefore divided into four namely; Football manager 2019 download free.
Sales and Distribution:
Involves the sales and distribution of Various Consumer Goods from assorted Manufacturers including; Nestle, Unilever, Voltic and sole dealers for SC Johnson products, Menkish Impex products (all heaven products, Enapa mackerel and assorted product lines). Our current geographical operations are mainly concentrated in the western, Central and Ashanti Regions of Ghana. Plans are far advanced for further expansion to other regional capitals.
Media:
Focus 1 9 9 Equals
This involves the management of two radio stations. They include; Spice 91.9 Fm (mass market and socially oriented Akan radio station) and Beach 105.5 FM (Targets the middle to the upper class). All stations are stationed in Takoradi (western Region). We undertake general Broadcasting, Advertising and Public Relations, Media Consultancy and Media buying.
Event Organizing:
Involves the organisation of Product Promotional Events and Programmes, Launching Events, Branding and Re-branding within the country. Our major clients have been Samsung, Tigo Ghana, Marina (Oro products) to mention but a few. Currently, we are the sole event organizer for Menkish Impex (producers of heaven products and its assorted products lines).
Civil, Building and Construction:
We undertake construction of GET FUND Projects, Metropolitan and District Assembly projects, Private and other civil works within western, Central and Ashanti Regions. It is the vision of the construction company to venture in real estates.
